Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$147,477,373
Total clients
237
25% high-net worth
Total advisors
6
of 4 employees
Firm size
Team
4-10 advisors or $500M+ in AUM
Average clients per advisor
40
Average account size
$622,267
PeachCap Tax & Advisory, LLC is an SEC‑registered advisory firm with a team of six advisors that manages approximately $147 million for roughly 237 individual and high‑net‑worth clients. The firm offers discretionary portfolio management, recommendations of third‑party advisers, and financial planning, and it also provides asset‑allocation review and rebalancing for held‑away retirement plan assets through an account‑aggregation service.
PeachCap constructs diversified, model‑based portfolios and monitors accounts continuously, drawing on fundamental, technical, and cyclical analysis while employing a range of strategies from long‑term holdings to shorter‑term trading and option strategies as appropriate. The firm sponsors a wrap fee program and may place clients into third‑party manager models or in‑house strategies, with the firm executing client trades and handling rebalancing under discretionary authority.
Distinctive features include formal affiliations with a broker‑dealer and affiliated tax/accounting entities, and the disclosure that certain associated persons are registered representatives and insurance agents — relationships the firm identifies as potential conflicts and manages through its policies. The firm operates its wrap program with execution and custody arrangements through Hilltop and Axos, receives custodial and platform benefits, uses Pontera for held‑away plan management, and discloses a 2021 SEC enforcement action involving the firm that resulted in censure and monetary sanctions.
Fixed fees up to $10,000 for broad-based financial planning services; may exceed $10,000 in limited circumstances with client notification.
$0 - $500,000: 2.20% annually $500,001 - $1,000,000: 1.70% annually $1,000,001 - $5,000,000: 1.45% annually $5,000,001+: Negotiable
Commission-based compensation for sale of securities and insurance products by some associated persons, separate from advisory fees.
Up to $300 per hour for specific financial planning services or consulting.
Peachcap Tax & Advisory, LLC
550 Pharr Rd., Suite 700
Atlanta GA 30305, United States
Number of offices
3
California · Florida · Georgia · Illinois · Kansas · Tennessee · Texas · Washington
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Series 66
Overland Park, KS
Peachcap Tax & Advisory, LLC
Series 63, Series 65
Atlanta, GA
PeachCap Tax & Advisory, LLC
Series 63, Series 65
Atlanta, GA
Peachcap Tax & Advisory, LLC
Series 63, Series 65
Atlanta, GA
Peachcap Tax & Advisory, LLC
Series 63, Series 66
Langley, WA
Peachcap Tax & Advisory, LLC
CFP®, Series 66
Atlanta, GA
Peachcap Tax & Advisory, LLC
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")