Peace of Mind Wealth Management

Peace of Mind Wealth Management is a team-based registered investment advisor that serves individuals (including high-net-worth clients), trusts, foundations, corporations and charitable organizations, managing roughly $283 million across about 324 client relationships through eight advisors. The firm offers discretionary and non-discretionary investment management, integrated financial planning (including standalone plans), participant account management for held-away employer plans, and coordinates estate and tax planning through third-party providers and an affiliated tax services entity.

The firm follows a top-down, macro-environmental approach to tactical asset allocation with sector rotation and a relative growth/value framework, typically implementing portfolios using mutual funds, ETFs, individual equities and fixed income, and rebalancing as account objectives dictate. It uses internal and external model managers via a third‑party platform (AE Wealth Management), and employs fundamental, quantitative and technical analysis methods while monitoring portfolios for client-specific objectives and risk tolerances.

Distinctive practice features include the firm’s use of client testimonials and third‑party endorsements in advertising, which the brochure identifies and notes are reviewed by its compliance function — an uncommon practice among peer teams. The brochure also discloses active promotional activities by a managing member (books, podcasts and video content), the firm’s receipt of marketing support and incentive arrangements through an insurance/IMO relationship (Advisors Excel) and product sponsors, and the availability of tax‑planning services for larger accounts and digital estate‑planning tools, with those relationships and potential conflicts described in the firm’s disclosures.