Peabody River Asset Management, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$13,271,528
This total excludes 1 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Total clients
9
11% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
9
Average account size
$1,474,614
About
Peabody River Asset Management is a fee-only registered investment adviser that provides discretionary and non-discretionary portfolio management, financial planning, and investment consulting to individuals, families, and institutional clients, including charitable organizations, foundations, and endowments. The firm advises on total-portfolio construction and will work to integrate held-away retirement accounts through limited authorities when necessary.
The firm follows a top-down, four-stage portfolio construction process—asset class allocation, asset location, asset allocation, and security selection—favoring ETFs, ETNs, individual bonds, and MLPs and using a mostly buy-and-hold approach with periodic rebalancing and tax-aware retention of legacy holdings. Peabody River supplements fundamental judgment with quantitative risk models, constructs laddered bond portfolios for income needs, and, only rarely and for suitably informed clients, may employ options or futures for specific purposes.
Noteworthy among peers, Peabody River serves charitable and institutional accounts and offers an eleemosynary discount for not-for-profit clients, a practice uncommon for firms of this type. The firm combines an institutional custody/trading platform with a hands-on review cadence (the manager reviews client portfolios frequently and arranges at least annual client meetings) and will, at a client’s request, delegate domestic equity management to selected independent RIAs without increasing the client’s total fee.
Client services
Financial planning
Portfolio management
Selection of other advisers
Expertise
Active portfolio management
Tax-loss harvesting
Retirement income strategy
Fee options
Negotiated annual retainer for financial planning with minimum of $1,000.
$0 - $2,000,000: 0.90% (Individuals), 0.80% (Not-for-Profit Organizations) $2,000,000 - $5,000,000: 0.75% (Individuals), 0.65% (Not-for-Profit Organizations) $5,000,000 - $10,000,000: 0.40% (Individuals), 0.30% (Not-for-Profit Organizations) $10,000,000+: 0.25% (Individuals), 0.15% (Not-for-Profit Organizations)
$400 per hour for financial planning and investment consulting.
Account minimum: No minimum account size, but preferred minimum annual fee is $3,000 (approximately $330,000 in assets based on base fee). Exceptions may be granted. Minimum fee: $3,000 minimum annual fee Fee-only: Fee-only investment adviser; no commissions, no insurance product sales, no mutual fund loads or 12b-1 fees.
Main office location
Peabody River Asset Management, LLC
Cambridge MA, United States
Number of offices
1
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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