Paulo Financial Advisors, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$56,969,894
Clients
36
22% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
36
HighAverage account size
$1,582,497
About
Paulo Financial Advisors is a single-advisor registered investment adviser serving individuals (including high net worth clients), pension and profit-sharing plans, trusts, estates, charitable organizations, and businesses. The firm provides discretionary and non-discretionary investment management, financial planning, and limited consulting services to roughly three dozen client relationships with approximately $57 million in assets under management.
The firm’s investment process combines fundamental analysis and asset-allocation work with use of mutual funds and ETFs (the brochure notes a tilt toward index funds), model portfolios, and both long- and short-term trading as appropriate. Paulo Financial may also use margin, put options for hedging, and block trading where feasible, monitors accounts on a continuous basis, and conducts at least quarterly reviews with custodial statements provided by the custodian.
Noteworthy for a solo independent adviser, Paulo Financial accepts and advises retirement plan clients and provides pension/profit-sharing plan services, acting as a fiduciary under ERISA/IRC rules when advising retirement accounts. The firm also documents a policy allowing certain non‑strategy assets to remain in client accounts (included in account value for fee calculation but not actively managed unless agreed), which may be relevant to clients with illiquid holdings.
Client services
Financial planning
Portfolio management
Pension consulting
Investment consulting and tax planning
Expertise
General retirement planning
General estate planning guidance
Cash flow / budgeting
Active portfolio management
Options & derivatives strategies
Fee options
Fixed fees generally range between $500 to $5,000 for financial planning and consulting services
1% per annum based on the value of the Account, billed quarterly in arrears
Hourly rates up to $350 per hour for financial planning and consulting services
Account minimum: $100,000 (implied minimum Account value based on $1,000 minimum annual fee at 1%) Minimum fee: Minimum annual fee of $1,000 per client for Investment Management Program, negotiable Fee-only: Financial planning and consulting services charged on hourly or fixed fee basis
Main office location
Paulo Financial Advisors, LLC
Staten Island NY, United States
Number of offices
1
Most active in
Paulo Financial Advisors, LLC has reported serving >5 clients in these states in the last 12 months.
New York
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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