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Patrick Mauro Investment Advisor, Inc.

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Client assets under management

$212,088,940

Clients

141

41% high-net worth

Advisors

3

of 4 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

Clients per advisor

47

Typical

Average account size

$1,504,177

About

Patrick Mauro Investment Advisor, Inc. is an SEC‑registered investment adviser that provides discretionary portfolio management and related financial advice to individuals (including IRAs), retirement and profit‑sharing plans, trusts, estates, charitable organizations, and business entities. The firm offers ongoing portfolio management and related services rather than participating in wrap fee programs.

PMIA tailors portfolios to client objectives and risk tolerance using a mix of capital preservation and growth‑and‑income strategies; its fixed‑income work emphasizes laddered bond portfolios (one‑ to five‑year rungs using CDs, U.S. government and investment‑grade corporate issues, and municipal bonds where tax‑efficient), while its equity approach focuses on dividend‑paying operating companies, MLPs, REITs and commodity ETFs for inflation hedging. The firm relies on quantitative optimization, third‑party research and models, and may employ option strategies such as covered calls as part of its disciplined allocation process.

The firm’s brochure and public materials reference third‑party ratings (the firm lists its website and SEC adviserinfo), a practice that is uncommon among similar supported advisers and may be useful to prospective clients assessing its public profile. PMIA also documents specific implementation guidelines—explicit dividend yield targets (about 4% for operating companies and ~8% for MLPs/REITs), diversification limits (generally no more than 10% in any single stock and 20% in a sector), and formal bond laddering—which together characterize its principle‑based, income‑oriented investment philosophy.

Client services

Portfolio management

Expertise

Concentrated stock management Options & derivatives strategies Real estate investing Tax-loss harvesting

Fee options

Percentage

Maximum 1% annually (negotiable)

Main office location

Patrick Mauro Investment Advisor, Inc.

Oak Brook IL, United States

Number of offices

2

Most active in

Illinois · Texas · Virginia

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

user avatar

Patrick M

Series 63, Series 65

Oak Brook, IL

Patrick Mauro Investment Advisor, Inc.

Patrick Mauro is the principal of Patrick Mauro Investment Advisor, Inc. in Oak Brook, IL, holding Series 63 and Series 65 licenses with 27 years of industry experience. He has led his firm since 1996. Patrick Mauro Investment Advisor, Inc. is an SEC-registered advisory firm managing portfolios for individuals, pension and profit-sharing plans, trusts, estates, and various business and charitable entities. The firm provides discretionary investment management with strategies including laddered bond portfolios and growth-and-income equity approaches, emphasizing dividend-paying companies, MLPs, REITs, and commodity ETFs.

Concentrated stock management Options & derivatives strategies Real estate investing Tax-loss harvesting
user avatar

Daniel M

Series 65

Oak Brook, IL

Patrick Mauro Investment Advisor, Inc.

Daniel Mauro is a financial advisor at Patrick Mauro Investment Advisor, Inc. with 23 years of industry experience. He holds a Series 65 designation and has been with Patrick Mauro Investment Advisor, Inc. since 2002. Outside of his advisory role, he serves as Chief Investment Officer for Army Capital, LLC, a proprietary equity trading and investment entity, in a non-compensated capacity. Patrick Mauro Investment Advisor, Inc. is an SEC-registered firm that manages discretionary portfolios for individuals, pension plans, trusts, and various entities. The firm employs tailored investment strategies including laddered bonds and growth-and-income equities, and integrates coordinated tax and estate planning through third-party providers.

Concentrated stock management Options & derivatives strategies Real estate investing Tax-loss harvesting
user avatar

Anita M

Series 65

Oak Brook, IL

Patrick Mauro Investment Advisor, Inc.

Anita Mauro is a financial advisor at Patrick Mauro Investment Advisor, Inc. She holds a Series 65 designation and has four years of industry experience. Prior to joining Patrick Mauro Investment Advisor, she worked at Thompson Coburn, LLP for six years. Patrick Mauro Investment Advisor, Inc. is an SEC-registered firm that manages portfolios for individuals, pension and profit-sharing plans, trusts, estates, and various business and charitable entities. The firm provides discretionary investment management and coordinated tax and estate planning support, employing strategies such as laddered bonds for capital preservation and dividend-focused equity investments.

Concentrated stock management Options & derivatives strategies Real estate investing Tax-loss harvesting
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