P
Patrick Capital Management
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$13,900,000
Total clients
50
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
50
Average account size
$278,000
About
The firm provides personalized financial planning and discretionary and non‑discretionary investment management for individuals as well as a range of institutional and business clients, including pension and profit‑sharing plans, trusts, estates, charitable organizations and small businesses. It also offers insurance and annuity products and discloses an affiliation with insurance companies as an agent, receiving commissions for those products.
The adviser’s investment approach combines strategic and tactical asset allocation with macroeconomic and bottom‑up security analysis, and typically uses global diversification across equities, fixed income, mutual funds and ETFs (with occasional use of options and futures). Client assets are custodied with third‑party brokers or fund companies, and trading is executed under a limited power of attorney when discretionary authority is granted.
Distinctive features relative to peers include operating both as a fee‑based investment adviser and as an insurance agent that earns commissions, with a stated practice of not charging a commission and advisory fee on the same asset. The firm reports managing roughly $14 million for about 50 clients (the majority on a discretionary basis) and notes it does not vote client proxies, with clients typically voting their own proxy ballots.
Client services
Portfolio management
Expertise
General retirement planning
General tax planning
Cash flow / budgeting
Fee options
$0 - $5,000,000: 1.0% $5,000,001+: 0.75%
Commission paid by insurance companies on insurance products sold; no commissions charged on managed assets
Minimum fee: No minimum fee Fee-only: Fee based on percentage of assets under management according to tiered schedule; no commissions charged on managed assets
Main office location
Patrick Capital Management
327 Franklin
Geneva IL 60134, United States
Number of offices
1
Most active in
Patrick Capital Management has reported serving >5 clients in these states in the last 12 months.
Illinois · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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