P
Pathway Planning Inc
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$12,000,000
Total clients
23
0% high-net worth
Total advisors
1
of 2 employees
Firm size
Supported
1-3 advisors or $200M+ in AUM
Average clients per advisor
23
Average account size
$521,739
About
Pathway Planning Inc. provides investment advisory and financial planning services to individuals, trusts, estates and business entities, emphasizing portfolio management for individual clients rather than serving high‑net‑worth households. The firm offers advice on equities, debt securities, certificates of deposit and mutual funds as part of its client engagements.
Representatives gather client financial information to assess goals, time horizons and risk tolerance, then implement and monitor discretionary strategies, conducting periodic reviews at least annually with routine account reporting. Analysis methods described in the brochure include charting, fundamental and momentum analysis, and the firm generally executes trades through Charles Schwab while noting it does not produce proprietary research.
The firm is a small, state‑registered S‑corporation with two investment adviser representatives, 23 clients and reported discretionary assets under management of $14,850,574 as of February 19, 2024, a size and client mix that differs from many supported peers. The brochure also highlights customary compliance features—a written Code of Ethics and a business continuity plan—along with disclosures that the firm does not accept performance‑based fees and does not vote client proxies.
Client services
Financial planning
Portfolio management
Expertise
Wealth management
Fee options
$0 - $1,000,000: 1% $1,000,000+: 0.75%
$100 per hour for financial planning fees
Account minimum: $5,000
Main office location
Pathway Planning Inc
123 South Railroad Avenue
Brookhaven MS 39601, United States
Number of offices
1
Most active in
Pathway Planning Inc has reported serving >5 clients in these states in the last 12 months.
Mississippi
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")