PASNAU Investment Management, Inc.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$128,752,000
Clients
233
11% high-net worth
Advisors
1
of 3 employees
Firm type
Supported
1-3 advisors or $200M+ in AUM
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
233
Very HighAverage account size
$552,584
About
Pasnau Investment Management provides discretionary investment advisory services to individual and high-net-worth clients, developing written investment plans and implementing portfolios across equities, fixed income, mutual funds and exchange-traded funds. The firm manages client accounts on a discretionary basis and charges asset-based advisory fees.
The advisory process is client-specific, beginning with detailed discussions of objectives and risk tolerances and employing a mix of fundamental, technical and cyclical analysis alongside buy-and-hold and asset-allocation strategies. Implementation and oversight are handled by the firm (with daily account supervision) and clients receive quarterly written investment summaries and reviews; the firm recently added an account manager position to perform account appraisals.
Distinctive aspects include the firm’s long-standing organization with SEC registration obtained in 2025 and its policy not to accept proxy-voting authority, leaving voting decisions to clients while offering advice on corporate actions if requested. The firm maintains non‑exclusive custodial and prime-broker relationships (it typically recommends Fidelity and uses a clearing arrangement) and receives certain soft-dollar support for research and technology.
Client services
Portfolio management
Expertise
Options & derivatives strategies
Fee options
$0 - $250,000: 1.5% $250,000 - $1,000,000: 1.0% $1,000,000 - $2,000,000: 1.0% on first $1,000,000, 0.75% on amounts over $1,000,000 $2,000,000+: Negotiable
Main office location
PASNAU Investment Management, Inc.
New Milford CT, United States
Number of offices
1
Most active in
PASNAU Investment Management, Inc. has reported serving >5 clients in these states in the last 12 months.
California · Connecticut · Massachusetts · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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