P
Parkwood Capital Management LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$3,930,000
Clients
8
38% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
8
Very LowAverage account size
$491,250
About
Parkwood Capital Management provides ongoing portfolio management and integrated financial planning to individual and high‑net‑worth clients. The firm documents each engagement with an Investment Policy Statement and includes financial planning as part of its portfolio management services at no additional cost.
Its investment process emphasizes diversified portfolios—primarily ETFs—while employing multiple methods of analysis (charting, cyclical, fundamental, quantitative, technical, and modern portfolio theory). PCM generally acts on a discretionary basis, reviews accounts at least monthly, and may implement a range of strategies including long- and short-term trading, margin, short sales, and options.
The brochure also highlights the firm’s fiduciary duties when advising retirement plan accounts and its ability to recommend less common instruments such as private placements and venture capital funds, indicating a capacity to serve retirement or institution‑style accounts in addition to individual clients. PCM names Interactive Brokers as a recommended custodian and discloses potential receipt of soft‑dollar research benefits—features that can affect execution choices and research access relative to many peers.
Client services
Financial planning
Portfolio management
Expertise
Options & derivatives strategies
Private / alternative investments
Real estate investing
Annuities
Fee options
$0 - $250,000: 1.90% $250,001 - $1,000,000: 1.50% $1,000,001 - $2,000,000: 1.20% $2,000,001 - $5,000,000: 1.00% $5,000,001+: 0.70%
Fee-only: Asset-based portfolio management fees as per tiered schedule above; financial planning included at no additional cost.
Main office location
Parkwood Capital Management LLC
Newport Beach CA, United States
Number of offices
1
Most active in
Parkwood Capital Management LLC has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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