P
Parkview Investments LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
This total excludes 1 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
0
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Clients per advisor
0
Average account size
—
About
Parkview Investments, LLC provides portfolio management services on a non‑discretionary basis to individual investors and at least one named charitable client, the Phil Smith and Family Foundation. The firm conducts a free initial consultation to gather client objectives and risk tolerance, and applies account minimums described in the brochure ($10,000 for individuals, $50,000 for small businesses and non‑profits).
Investment recommendations focus on exchange‑listed stocks, mutual funds, index funds, ETFs, stock options, and bonds, with no use of margin or leveraged products; the brochure describes using passive fixed‑income strategies for capital preservation and more active strategies for growth. Parkview states it monitors accounts daily and performs quarterly account reviews, and it generally recommends Charles Schwab as custodian because of lower transaction costs and familiarity with the platform.
Noteworthy details in the brochure include a listed CRD number and explicit direction to FINRA’s BrokerCheck, with the Brochure Supplement said to contain CRD numbers for management and investment adviser representatives, making broker‑dealer registration information readily accessible. The firm is newly formed (June 2018), reports a single principal (Jamie Harris) and no assets under management at the time of the filing, and specifically discloses providing advisory services to a named nonprofit, which is less common among peers.
Client services
Portfolio management
Expertise
Options & derivatives strategies
Fee options
$0 - $100,000: 2 percent per annum $100,001 - $500,000: 1.75 percent per annum $500,001+: 1 percent per annum
Account minimum: $10,000 for individuals; $50,000 for small businesses and non-profits Fee-only: Management fee based on percentage of assets under management as tiered schedule above.
Main office location
Parkview Investments LLC
Hooper UT, United States
Number of offices
1
Most active in
Parkview Investments LLC has reported serving >5 clients in these states in the last 12 months.
Utah
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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