Parker Prescott Capital Management
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$446,526
Clients
3
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
3
Very LowAverage account size
$148,842
About
Parker Prescott Capital Management is a state-registered independent advisory firm that provides wealth management and financial advisory services to both qualified and non‑qualified clients, delivering discretionary portfolio management through Interactive Brokers. The firm constructs portfolios of publicly traded stocks, ETFs, mutual funds and bonds and employs active trading styles including swing, position and momentum trading.
The firm’s investment process emphasizes technical analysis and a diversified, value‑oriented approach, using charting and momentum indicators to identify opportunities and periodic rebalancing to maintain targeted risk profiles. Parker Prescott evaluates client risk with both objective and subjective questionnaires, manages accounts on a discretionary basis, and discloses that it employs performance‑based fee arrangements in addition to its regular advisory fees.
What is distinctive about the firm is the principal’s ongoing real estate broker activity and other outside business ventures disclosed in the brochure, which is atypical for a solo independent adviser. The brochure also indicates an unusually broad mix of client types for a firm of this size — including banking, insurance, pension, municipal and other institutional or corporate clients — and the firm states it does not engage in soft‑dollar arrangements and routes execution and custody through Interactive Brokers.
Client services
Financial planning
Portfolio management
Expertise
Active portfolio management
Fee options
20% of account profit and loss (P&L) annually
Account minimum: $25,000 Fee-only: 2% annually of net liquidation value
Main office location
Parker Prescott Capital Management
18333 Preston Rd, #325 P
Dallas TX 75252, United States
Number of offices
1
Most active in
Parker Prescott Capital Management has reported serving >5 clients in these states in the last 12 months.
Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Real estate agent
They facilitate real estate transactions and may earn commissions.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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