Park Walk Investments LLC

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Client assets under management

Clients

Advisors

of 3 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

Clients per advisor

Very Low

Average account size

—

About

Park Walk Investments LLC provides ongoing portfolio management primarily for institutional clients and high‑net‑worth investors, emphasizing management of pooled or institutional assets rather than retail advisory services. The firm recently amended its brochure to emphasize a concentration on fixed‑income securities and says it may use other instruments to diversify client portfolios where appropriate.

The firm combines fundamental, quantitative and technical analysis and may employ long‑term and short‑term trading, as well as margin and options strategies when applicable. Park Walk also offers performance‑based fee arrangements for qualified clients and uses a high‑water‑mark framework while stating a duty to seek best execution for client trades.

Park Walk’s brochure discloses that its principals are registered representatives of affiliated broker‑dealers (Park Walk Capital Markets, LLC and Park Walk Europe LLP) and accept compensation for the sale of securities, a relationship the firm identifies as a potential conflict of interest. The firm requires clients to use a broker‑dealer for execution, may receive research or other soft‑dollar benefits from brokers, does not participate in wrap fee programs, and does not use third‑party sub‑advisers.

Client services

Portfolio management

Expertise

Options & derivatives strategies Active portfolio management

Occupation focus

Executive

Fee options

Percentage

$100,000 - $1,000,000: 2.00% $1,000,001 - $5,000,000: 1.50% $5,000,001 - None: 1.00%

Commissions

Registered representatives accept compensation for the sale of securities products to clients; advisory fees are separate and not reduced to offset commissions.

Performance-based

Up to 2.00% annual AUM fee plus 20.00% performance fee on capital appreciation with a high-water mark, charged to qualified clients only.

Other

Account minimum: $100,000

Main office location

Park Walk Investments LLC

1250 S. Capital Of Texas Hwy., Bldg. 3, Suite 400

Austin TX 78746, United States

Number of offices

Most active in

Texas

Disclosures

Business activities & affiliations

Is active or affiliated with:

Broker-dealer / trader

They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.

Is not active or affiliated with:

Insurance agent

They sell insurance products and may earn commissions on those sales.

Bank

They're affiliated with a bank that may offer its own financial products and services.

Trust company

They provide trust and estate administration services, typically for separate fees.

Fund sponsor

They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.

Accountant / CPA / tax prep

They offer tax and accounting services, typically for separate fees.

Lawyer

They provide legal services, typically billed separately.

Real estate agent

They facilitate real estate transactions and may earn commissions.

Other specialized services

They may provide services such as pension consulting or municipal advisory work, typically for separate fees.

Forms ADV

Form ADV Part 2: Client Brochure

Quick links

512-886-4410

Advisors at this firm

Nicolas M

Series 63, Series 65

Austin, TX

Park Walk Investments LLC

Nicolas Montgomery is a financial advisor at Park Walk Investments LLC in Austin, TX, holding Series 63 and Series 65 designations with 23 years of industry experience. His prior roles include positions at Seaport Global Securities, Seaport Global Holdings, and related affiliated firms from 2010 through 2019. Montgomery is also a director of Park Walk Europe LLP, a registered affiliated broker/dealer. Park Walk Investments LLC provides portfolio management primarily for institutional and high-net-worth clients, focusing on fixed-income securities and employing a combination of fundamental, quantitative, and technical analysis. The firm utilizes various trading strategies and performance-based fee arrangements for qualified clients.

Options & derivatives strategies Active portfolio management Executive

Robert S

Series 63, Series 65

Katy, TX

Park Walk Investments LLC

Robert Schlangen is a financial advisor with Park Walk Investments LLC, holding Series 63 and Series 65 licenses and bringing 24 years of industry experience. His career includes roles at The Huntington Investment Company, Park Walk Capital Markets, American General Life Insurance, AIG Capital Services, Sunbelt Securities, and WFG Advisors. He also consults on compliance matters with Bates Group. Park Walk Investments LLC provides portfolio management primarily for institutional clients and high-net-worth investors, focusing on fixed-income securities and utilizing a combination of fundamental, quantitative, and technical analysis across long- and short-term trading strategies.

Options & derivatives strategies Active portfolio management Executive

Leslie C

Series 63, Series 65

Austin, TX

Park Walk Investments LLC

Leslie Conklin Jr. is a financial advisor with Park Walk Investments LLC in Austin, TX, holding Series 63 and Series 65 licenses and bringing 15 years of industry experience. His prior roles include positions at Seaport Global Securities LLC and Amias Berman & Co. LLP. Conklin serves as a director of Park Walk Europe LLP, a broker-dealer registered in the UK. Park Walk Investments LLC provides portfolio management primarily for institutional clients and high-net-worth investors, focusing on fixed-income securities and employing a combination of fundamental, quantitative, and technical analysis. The firm utilizes various trading strategies, including long-term and short-term trading, margin, and options, and emphasizes best execution and performance-based fee arrangements for qualified clients.

Options & derivatives strategies Active portfolio management Executive

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