Panthera Capital LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$1,436,616
Total clients
2
100% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
2
Average account size
$718,308
About
Panthera Capital LLC provides discretionary investment management to individuals and high‑net‑worth clients, and offers a niche service to monetize or reduce concentrated stock positions received through employee equity, corporate acquisitions, or venture distributions. The firm advises across equities, fixed income, ETFs, closed‑end funds and alternative strategies, tailoring portfolios to client objectives and constraints.
The manager combines fundamental, quantitative and technical analysis within an equity long/short framework—citing a flexible target long/short mix that varies with market conditions—and emphasizes event‑driven and security‑specific opportunities. Derivatives and options are used tactically for hedging, yield enhancement (covered calls and collars) and position management, and accounts are managed on a discretionary basis with integrated risk controls.
Distinctive aspects of the firm include its willingness to enter performance‑based fee arrangements with qualified clients and the routine use of derivatives in separately managed accounts, both of which are uncommon among independent peers. The firm operates at a small scale (managing roughly $1.3 million for a very small client base) and focuses on high‑net‑worth/qualified clients rather than mass‑market retail individuals, disclosing side‑by‑side management procedures to address related conflicts of interest.
Client services
Portfolio management
Expertise
Active portfolio management
Options & derivatives strategies
Concentrated stock management
Fee options
<$1,000,000 - <$1,000,000: 1.50% (Fee Schedule One) / 1.00% (Fee Schedule Two) / 1.00% (Position Monetization) $1,000,000 to <$5,000,000 - $1,000,000 to <$5,000,000: 1.25% (Fee Schedule One) / 0.875% (Fee Schedule Two) / 0.875% (Position Monetization) >=$5,000,000+: 1.00% (Fee Schedule One) / 0.75% (Fee Schedule Two) / 0.75% (Position Monetization)
Performance fees between 15.5% and 25.5% based on Fee Schedule One or Two, varying by AUM tier and strategy; subject to soft hurdle rates
Main office location
Panthera Capital LLC
Incline Village NV, United States
Number of offices
1
Most active in
Panthera Capital LLC has reported serving >5 clients in these states in the last 12 months.
California · Nevada
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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