Palm Capital Group LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$77,241,874
Total clients
37
100% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
37
Average account size
$2,087,618
About
Palm Capital Group provides discretionary portfolio management to high-income and high-net-worth individuals, as well as charitable organizations and businesses, focusing on equity, debt and options securities. The firm is fee-only and manages approximately $47.6 million across a small number of accounts.
The adviser follows a bottom-up value investing process that combines fundamental and technical analysis to identify undervalued companies and constructs concentrated portfolios typically holding 10–25 securities with a multi-year time horizon. Portfolios are generally managed with limited tailoring except for client-imposed exclusions, and trades are executed and custodied through Interactive Brokers with an intent to aggregate orders across accounts when practicable.
Noteworthy aspects include the firm’s willingness to manage non-individual clients (business and charitable accounts) and its use of performance-based fee arrangements for qualified clients with high-water-mark provisions, a practice that is uncommon among peers. The brochure also emphasizes daily real-time monitoring of accounts, avoidance of soft-dollar arrangements, and policies to address side-by-side management conflicts and fair allocation of opportunities.
Client services
Portfolio management
Expertise
Active portfolio management
Options & derivatives strategies
Fee options
$0 - $1,000,000: 3.33% annually $1,000,001 - $4,999,999: 2.75% annually $5,000,000 - $9,999,999: 2.50% annually $10,000,000+: 2.00% annually
33% of annualized account profits above a benchmark with high water mark, paid annually in arrears.
Account minimum: $1,000,000 Fee-only: Asset-based fees as per tiered schedule, no commissions received.
Main office location
Palm Capital Group LLC
Southampton NY, United States
Number of offices
1
Most active in
Palm Capital Group LLC has reported serving >5 clients in these states in the last 12 months.
New York
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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