Paisley Financial LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$34,576,162
Clients
141
6% high-net worth
Advisors
1
of 2 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
141
Very HighAverage account size
$245,221
About
Paisley Financial provides financial consulting, individualized portfolio management and retirement-plan services to a mix of individuals (including high-net-worth clients), pension and profit-sharing plans, and other institutional and charitable entities. The firm reports roughly $34.6 million in discretionary assets under management and serves about 140 clients.
The firm’s investment process centers on customized asset-allocation decisions informed by market research and third‑party analysis, with portfolios that may include stocks, bonds, ETFs, mutual funds and alternative instruments. It offers both discretionary trading authority and non‑discretionary consulting, conducts at least quarterly reviews, and uses a third‑party platform to manage held‑away participant accounts and implement rebalancing without taking custody.
What is distinctive for a firm of this size is its formal affiliations: the brochure discloses ownership interests and associated‑person roles in a commodities trading advisor and another registered investment adviser, while noting those related services are not actively recommended to Paisley clients. The firm also makes available investment strategies that are less common among peers — including managed futures, non‑traded REITs and options — and combines pension/participant account management with hourly or fixed‑fee financial planning.
Client services
Financial planning
Portfolio management
Pension consulting
Expertise
General retirement planning
College savings (529s, UTMA, etc.)
Business succession planning
Occupation focus
Founder/Business Owner
Retired
Fee options
Fixed fees ranging from $1,500 to $5,000
$0 - $500,000: 1.75% annually (negotiable) $500,001 - $2,000,000: 1.50% annually (negotiable) $2,000,001 - $5,000,000: 1.25% annually (negotiable) $5,000,001 - $10,000,000: 1.00% annually (negotiable) Over $10,000,000+: By negotiation
$250 per hour
Account minimum: $5,000 Fee-only: Hourly fee of $250 per hour; Fixed fees range from $1,500 to $5,000
Main office location
Paisley Financial LLC
Homer Glen IL, United States
Number of offices
2
Most active in
Paisley Financial LLC has reported serving >5 clients in these states in the last 12 months.
Illinois · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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