Pacific Park Financial, Inc.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$218,641,838
This total excludes 2 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
209
33% high-net worth
Advisors
1
of 2 employees
Firm type
Supported
1-3 advisors or $200M+ in AUM
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
209
Very HighAverage account size
$1,046,133
About
Pacific Park Financial provides investment advisory and portfolio management services to individuals (including high-net-worth clients), families, businesses, pensions, trusts, estates and charitable organizations. The firm offers discretionary money management as well as consultative financial planning across a broad set of instruments, and typically charges percentage-of-assets fees for managed accounts.
The firm’s investment process combines technical, fundamental, macroeconomic, industry and contrarian analysis to construct diversified portfolios of individual equities, mutual funds, ETFs, fixed income and cash, using both long- and short-term trades and risk-management tools such as stop-loss and hedging techniques. Accounts are monitored on an ongoing basis with quarterly performance reporting and ad hoc reviews as client needs or market conditions warrant.
What is noteworthy about this firm is its small advisory team combined with an unusually large asset base and client load per advisor: the firm manages roughly $221.6 million across about 209 client accounts, which is atypical for similarly sized supported advisers. The firm uses discount custodians for execution, does not take custody of client assets, and leaves proxy voting to clients, reflecting a centralized investment decision model with client-controlled proxy rights.
Client services
Portfolio management
Expertise
Active portfolio management
Fee options
$0 - $500,000: 1.00% Greater than $500,000+: 0.75%
Associated persons may receive normal commissions for insurance products purchased through affiliated insurance companies.
$200 per hour
Main office location
Pacific Park Financial, Inc.
25283 Cabot Rd Ste 201
Laguna Hills CA 92653-5510, United States
Number of offices
1
Most active in
Pacific Park Financial, Inc. has reported serving >5 clients in these states in the last 12 months.
California · Florida · Georgia · Illinois · New York · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")