P
Pacific Haven Financial, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$45,025,241
Clients
185
18% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
185
Very HighAverage account size
$243,380
About
Pacific Haven Financial is an independent, solo-registered investment adviser that provides discretionary asset management and financial planning primarily for individual and high‑net‑worth clients. The firm manages roughly $45 million across about 185 client relationships and generally charges percentage‑of‑AUM fees for portfolio management and related services.
The firm frames investments with fundamental analysis and tailors portfolios to client goals, conducting at least quarterly reviews and rebalancing as needed. Portfolios may include individual stocks and bonds, ETFs, mutual funds, private securities, and strategies such as long‑ and short‑term trading, short sales and option writing; cash balances are typically held in money‑market instruments, certificates of deposit or government debt and may be included in fee calculations unless otherwise noted.
Distinctive elements include that the firm’s principal is an Enrolled Agent who provides income tax preparation and accounting services under separate engagement agreements, allowing for coordinated tax and investment planning not commonly offered by similarly sized independent advisers. The firm’s use of active derivative strategies (shorting and options), potential allocation to private securities, and an explicit policy to assess fees on cash and cash equivalents are features that differentiate it from many peers.
Client services
Portfolio management
Expertise
Active portfolio management
Options & derivatives strategies
Fee options
Maximum 1.50% annually, negotiable and may be waived
Main office location
Pacific Haven Financial, LLC
370 Amapola Avenue, Suite 209
Torrance CA 90501, United States
Number of offices
1
Most active in
Pacific Haven Financial, LLC has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
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