PAC Capital, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$72,858,144
Clients
43
81% high-net worth
Advisors
1
of 2 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
43
HighAverage account size
$1,694,375
About
PAC Capital provides discretionary (and at times non‑discretionary) investment management for separately managed accounts and also offers sub‑advisor and consulting services to institutional and individual clients, including periodic oversight and allocation recommendations for 401(k) and 529 plan participants. The firm operates with a small advisory team and manages roughly $73 million for a concentrated client base.
The firm combines fundamental and systematic analysis and employs a multi‑strategy toolkit — including core‑plus, convertible‑securities arbitrage, relative‑value, event‑driven, directional and absolute‑return approaches — and may use derivatives, leverage and short selling where strategy mandates permit. Portfolios are tailored to client mandates and the firm may develop and implement quantitative models and new analytical methods over time.
Distinctive operational features include acting as a sub‑advisor and providing formal investment consulting in addition to portfolio management, a code of ethics and an explicit policy of not maintaining proprietary trading accounts so client trades are fully allocated to client accounts. PAC Capital also does not accept performance‑based fees, may negotiate brokerage that includes research services, and uses multiple prime brokers and aggregated trade allocations in its execution process.
Client services
Portfolio management
Expertise
Active portfolio management
Options & derivatives strategies
Factor investing / smart beta
Fee options
Separately negotiated fixed fee may be charged for consulting services if minimum annual investment advisory fee is not met.
$0 - $5,000,000: 1.25% per annum $5,000,000 - $10,000,000: 1.00% per annum $10,000,000 - $25,000,000: 0.75% per annum $25,000,000+: 0.50% per annum
Account minimum: $500,000 Minimum fee: Generally, the Firm may impose a minimum annual fee of $5,000 for investment advisory services.
Most active in
PAC Capital, LLC has reported serving >5 clients in these states in the last 12 months.
Illinois
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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