P
P. Worldwide, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$6,000,000
Clients
12
100% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
12
LowAverage account size
$500,000
About
P. Worldwide, LLC provides ongoing portfolio management and investment supervisory services to high‑net‑worth individuals and pension/profit‑sharing plans, preparing an investment policy statement for each client that addresses goals, tax considerations, and risk tolerance. The firm generally limits investments to mutual funds, equities, fixed income, ETFs, REITs and insurance products, including annuities, and evaluates portfolios against documented risk profiles.
The firm’s investment process relies on fundamental analysis and employs long‑term and short‑term trading approaches, with documented asset‑allocation decisions based on Modern Portfolio Theory principles. PW does not exercise trading discretion; purchases and sales are executed only after consulting with clients and accounts are reviewed at least annually by the firm’s designated reviewer.
Noteworthy distinctions relative to peers include explicit use of options strategies — including covered, uncovered (naked) options and spread positions — within managed accounts, and a business model in which all reported assets ($6.0 million as of December 2019) are managed on a non‑discretionary basis. The brochure also discloses limited custody solely for fee deduction with client authorization and that the firm will accept proxy‑voting authority when delegated by clients.
Client services
Portfolio management
Expertise
Options & derivatives strategies
Fee options
Up to 2.5% annually
Most active in
P. Worldwide, LLC has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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