P.F. Roberts & Associates
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$73,984,617
This total excludes 4 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Total clients
28
39% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
28
Average account size
$2,642,308
About
P.F. Roberts & Associates provides fee‑based investment advice to individual investors as well as pension and profit‑sharing plans, trusts, estates, charitable organizations and corporate or other business clients. Services include portfolio management with an emphasis on income‑oriented securities, 401(k) pension consulting for plan sponsors, and as‑needed research, planning and transaction facilitation.
The firm combines fundamental and technical analysis and employs a range of strategies—long‑term buy‑and‑hold, short‑term trading, short sales and option writing—to meet client objectives. It may use borrowing/margin and derivatives in separately managed accounts and manages a substantial portion of assets on a non‑discretionary basis while accepting discretionary authority when agreed.
Noteworthy distinctions include providing pension consulting and serving corporate and institutional clients in addition to individual investors, a mix less common among similar independent advisers. The firm discloses significant personal holdings in a public company and maintains a policy to avoid advising clients on that security, and it provides regular Morningstar performance reporting and daily reconciliation of custodian records.
Client services
Portfolio management
Pension consulting
Fee options
Any Assets+: 0.45% - 2.50% Any Assets+: 1.00% for 401k Pension Consulting Services
$200 per hour consultation fees for approximately 5% of clientele
Account minimum: $100,000 Fee-only: Annual fees ranging from 0.45% to 2.50% for portfolio management; 1.00% for 401k pension consulting; $200 per hour consultation fees
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Main office location
P.F. Roberts & Associates
Islamorada FL, United States
Number of offices
1
Forms ADV
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