O
Ox Lux Advisory LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
0
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
0
Very LowAverage account size
—
About
Ox Lux Advisory LLC provides advisory services to individuals, high‑net‑worth individuals, and charitable organizations, offering both financial planning and ongoing portfolio management for individual accounts. The firm prepares a written Investment Policy Statement for each client and can provide discretionary or non‑discretionary management tailored to client goals, time horizons, and risk tolerance.
Ox Lux employs a mix of modern portfolio theory, quantitative analysis, and technical analysis and uses a range of strategies including long‑ and short‑term trading, margin, and options where appropriate. The firm emphasizes tailored plans and regular monitoring, conducting at least monthly reviews of client accounts and delivering monthly custodian statements and quarterly written reports.
Compared with peers in its regulatory category, Ox Lux is notable for offering financial planning and individualized portfolio management despite being newly formed and reporting no assets or active advisors at this time — services that are statistically uncommon for firms without active registered advisors. It also does not act as a private‑fund adviser, does not utilize third‑party sub‑advisers, and requires clients to use a specific custodian (Altruist), while declining to aggregate block trades for multiple accounts.
Client services
Financial planning
Portfolio management
Expertise
Options & derivatives strategies
Concentrated stock management
Passive / index investing
Fee options
$0+: up to 0.90% for diversified portfolios $0+: up to 1.80% for concentrated, active portfolios
Main office location
Ox Lux Advisory LLC
Chester VT, United States
Number of offices
1
Most active in
Ox Lux Advisory LLC has reported serving >5 clients in these states in the last 12 months.
Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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