O
Ossia IM
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$98,507,279
Clients
6
100% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
6
Very LowAverage account size
$16,417,880
About
Ossia Investment Management provides investment advisory, ongoing portfolio management, and family wealth and consulting services to high‑net‑worth individuals; the firm’s brochure states a general account minimum of $50,000,000. It prepares an Investment Policy Statement for each client, evaluates existing holdings, and may refer clients to other professionals as part of its service offering.
The firm manages client portfolios on a non‑discretionary basis — the brochure reports approximately $52,000,000 in assets under management, all non‑discretionary — and constructs customized allocations across equities, fixed income, options and alternative investments. It supplements its own research with third‑party macroeconomic and securities analysis and may employ hedging and derivative instruments as part of its risk and return management.
What is distinctive about Ossia is the combination of a very high account minimum and an entirely non‑discretionary asset base, an uncommon profile among independent solo advisers that concentrates the practice on a narrow set of wealthy clients. The firm was founded in 2024 by a principal with long experience at a large private bank serving ultra‑high‑net‑worth families and entrepreneurs, and it does not vote client proxies (clients vote their own proxies).
Client services
Portfolio management
Selection of other advisers
Consulting services
Expertise
Options & derivatives strategies
Private / alternative investments
Occupation focus
Founder/Business Owner
Technology Professional
Fee options
Flat fees for advisory or administrative services negotiated individually; minimum $1,000 annually
$0 - $50,000,000: 0.50% $50,000,001 - $100,000,000: 0.35% $100,000,001 - $500,000,000: 0.20% $500,000,001+: 0.125%
Consulting services at minimum $1,000/hour; final invoice based on actual hours worked
Performance fees of 20% of gains possible for qualified clients ($1.1M AUM or $2.2M net worth), subject to hurdle rates; no current clients under performance fee arrangements
Account minimum: $50,000,000 generally (lesser amounts accepted at adviser's discretion) Minimum fee: Minimum annual flat fee of $1,000 for administrative/consulting services Fee-only: Flat fees negotiated individually, not to exceed 0.50% of gross assets under management; minimum flat fee $1,000; consulting fees $1,000/hour minimum
Main office location
Ossia IM
1200 Brickell Avenue, Suite 1950 #1331
Miami FL 33131, United States
Number of offices
1
Most active in
Ossia IM has reported serving >5 clients in these states in the last 12 months.
Florida
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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