O
Orion-Archstone Asset Management Inc.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$1,800,000
Clients
4
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
4
Very LowAverage account size
$450,000
About
Orion-Archstone Asset Management is an independent, single‑advisor registered investment adviser managing roughly $1.8 million for a very small client base. The firm provides discretionary portfolio management, financial planning and consulting and serves individuals, trusts and estates, small businesses and nonprofit organizations as well as pension and profit‑sharing plans.
The firm’s investment approach blends fundamental and technical analysis with proprietary rule‑based and quantitative models to implement tactically managed asset allocations, and it commonly uses options and other hedging tools to seek lower downside exposure. Portfolios are customized to client objectives and may use margin, short sales and shorter‑term trading in more aggressive accounts while generally maintaining a long‑term, value‑oriented framework.
Noteworthy differences from many peers include providing pension and profit‑sharing plan consulting, a service that is relatively uncommon among solo independent advisers, and an expressed plan to operate a 3(c)(1) quantitative investment vehicle that would employ performance‑based compensation. The firm’s principal brings advanced quantitative education and institutional trading and analytics experience, supporting a focus on quantitative screening and technical timing that is atypical for a practice of this scale.
Client services
Financial planning
Portfolio management
Pension consulting
Selection of other advisers
Expertise
Active portfolio management
Options & derivatives strategies
Concentrated stock management
Fee options
Financial planning or consulting services fees range from $600 to $5,000, negotiable based on complexity
null - null: 1.00% to 2.5% annually depending on size and complexity of client relationship
Estimated $200 per hour for financial planning and consulting services
17.5% of net increase and 1.75% of assets for the Orion Quant Investment Fund (3c1 offering), separate from managed accounts
Fee-only: Fee-only advisor compensated solely by client fees, no commissions or other compensation
Main office location
Orion-Archstone Asset Management Inc.
C/O Studio By Tishman Speyer, 300 Park Avenue 2 Nd Floor
New York NY 10022, United States
Number of offices
1
Most active in
Orion-Archstone Asset Management Inc. has reported serving >5 clients in these states in the last 12 months.
New York
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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