O
Orange County Asset Management
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$2,803,390
Clients
9
22% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
9
Very LowAverage account size
$311,488
About
The firm provides discretionary asset management and retirement‑focused portfolio services to individual and high‑net‑worth clients; as of December 31, 2025 it reported about $2.8 million in discretionary assets and a very small client base (nine clients). Services include personalized asset allocation, ongoing monitoring, and management of accounts held at an independent custodian.
The firm’s investment process combines fundamental and technical analysis and employs a range of tactics from long‑term holdings to short‑term trading; the brochure also shows the use of options (including writing out‑of‑the‑money covered calls) and margin in appropriate situations. Portfolio management is discretionary, with periodic rebalancing and ongoing monitoring described as part of the service model, and reviews conducted on a regular schedule.
Noteworthy features for a small independent adviser include the explicit incorporation of technical analysis, options and margin strategies, which are less common among peer firms serving individual clients. The brochure also discloses use of Interactive Brokers as the custodian, discusses soft‑dollar benefits and oversight to mitigate potential conflicts, and states that proxy voting is left to clients rather than handled by the firm.
Client services
Portfolio management
Expertise
Wealth management
Retirement income strategy
Income planning
Demographic focus
Retired
Fee options
$0 - $100,000: 1.00% annually $100,000+: 0.50% annually
Account minimum: $5,000
Main office location
Orange County Asset Management
Orange CA, United States
Number of offices
1
Most active in
Orange County Asset Management has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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