Optimize Wealth Management

Optimize Wealth Management provides discretionary investment management primarily through proprietary collective investment vehicles and also offers financial planning and consulting to certain clients. The firm serves pooled and institutional accounts as well as eligible individual and entity investors and was recently formed with no assets under management at the time of its ADV filing.

OWM typically allocates client assets among affiliated registered and private funds and, for larger accounts, can provide model portfolios directly to clients; its investment process combines fundamental, technical, cyclical and behavioral analysis with a derivative of Modern Portfolio Theory. Portfolio construction emphasizes large-cap, value-oriented public equities, dynamic asset allocation and pension-style diversification across public and private asset classes, with an explicit focus on capital preservation and regular rebalancing.

Distinctive features include that the firm’s principal office is located outside the United States and it operates under common control with affiliates that share staff and services and that are registered with non-U.S. securities regulators, which may introduce cross-border operational and regulatory considerations. The firm is also small and nascent (two advisers, no AUM at filing) and intends to act as general partner or investment manager to affiliated pooled funds and offer performance-based fee arrangements, creating potential conflicts of interest that investors should review in the offering documents.