O
Optima Trade & Investments, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
0
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Clients per advisor
0
Average account size
—
About
Optima Trade & Investments is a registered investment adviser that offers portfolio management on a limited discretionary basis and provides financial planning and consulting services. The firm describes constructing portfolios across equities, corporate and municipal debt, mutual funds and options while permitting client‑imposed investment restrictions and providing ongoing supervision.
OTI uses a blend of fundamental, technical, charting and cyclical analysis and states a preference for technical analysis combined with shorter‑term purchases and trading, employing stop orders to manage downside risk. The firm also deploys strategies such as short sales, margin transactions and option writing when consistent with client objectives and risk tolerances.
Distinctive for its peer group, OTI discloses a market‑timing service and the availability of alternative billing arrangements — including hourly billing for some planning and consulting engagements and the option for performance‑based fees for qualified clients. The brochure also notes that, as of the most recent filing, the firm reported no client assets under management and that principals devote material time to other non‑advisory business activities, which may affect its capacity relative to typical investment‑manager peers.
Client services
Financial planning
Portfolio management
Market timing
Expertise
Options & derivatives strategies
Active portfolio management
Fee options
Up to $1,500 for comprehensive or modular financial plans, subject to negotiation
1.00% to 2.00% annually (negotiable depending on client financial position and scope of services)
$175.00 per hour, subject to negotiation
1.00% of current portfolio equity plus 25% of annual gross profits exceeding 5% account increase, billed quarterly
Main office location
Optima Trade & Investments, LLC
80 12 Th Street, Suite 303
Wheeling WV 26003, United States
Number of offices
1
Most active in
Optima Trade & Investments, LLC has reported serving >5 clients in these states in the last 12 months.
West Virginia
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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