Optima Capital Management
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$36,770,920
Total clients
19
37% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
19
Average account size
$1,935,312
About
Optima Capital Management is a small, independent advisory firm with a single registered adviser managing roughly $37 million for under two dozen clients, providing discretionary and non‑discretionary portfolio management for individuals and entities (including trusts, foundations, plans, and small businesses). The firm also offers wealth management services that include aggregate reporting and a goals‑based process, and it provides strategic business and corporate advisory services such as valuations and M&A guidance.
The firm’s investment approach is fundamentals‑oriented and centered on tailored strategic asset allocations and focused multi‑cap equity portfolios (generally holding no fewer than 25 positions), with discretionary implementation of individual equities, fixed income, mutual funds, ETFs, private partnerships, and alternatives. Notably, Optima may use borrowing in separately managed accounts and employ derivatives — including options used principally for hedging and not for uncovered speculative writing — which are practices uncommon among similar solo independent advisers.
Distinctive features include a documented family‑governance and goals‑based wealth management process intended for multi‑stakeholder portfolios and access to private capital opportunities through industry relationships, as well as offering business advisory work alongside investment management. The firm’s sole adviser adheres to the CFA Institute’s Asset Manager Code and devotes a substantial portion of time to operating a separate private business, a dual role that may affect availability and is disclosed in the adviser’s brochure.
Client services
Expertise
Fee options
1% of assets under management per annum
Account minimum: $250,000
Main office location
Optima Capital Management
404 N. 31 St Street, Suite 112
Billings MT 59101, United States
Number of offices
1
Most active in
Montana · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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