Optifolio
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$13,620,987
Clients
15
40% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
15
LowAverage account size
$908,066
About
OptiFolio provides portfolio management, investment advisory and financial consulting to individuals (including retirement accounts), as well as trusts, estates, charitable organizations and business clients such as practices, partnerships and non-profits. The firm offers ongoing portfolio management across account types and discrete consulting engagements billed hourly to assess external investments and other financial matters.
The firm’s process compares a client’s current allocation to a tailored target model that combines client-specific factors (age, family, income, taxes, risk tolerance) with prevailing business and geopolitical conditions, then searches the market and executes trades to move the portfolio toward that target on a continuous cycle. Investment decisions draw on fundamental, cyclical, technical and charting analysis, aggregate client assets for allocation purposes, and may employ long and short positions, margin and leverage, options (covered and uncovered), warrants and hedging strategies.
What is distinctive in the brochure is the documented focus on charitable and corporate/business clients and the advisor’s ongoing corporate consulting activities alongside individual client work, which is relatively uncommon among peers. The brochure also emphasizes use of derivatives, short sales and leverage in managed accounts and the routine aggregation/block execution of client orders for consistent pricing, features less commonly disclosed by independent advisers.
Client services
Portfolio management
Expertise
Options & derivatives strategies
Active portfolio management
Tax-loss harvesting
Fee options
$100,000 - $200,000: 2.50% $200,001 - $500,000: 2.25% $500,001 - $750,000: 2.00% $750,001 - $1,000,000: 1.75% $1,000,001 - $5,000,000: 1.50% $5,000,001 - $10,000,000: 1.25% $10,000,001 - $20,000,000: 1.00% $20,000,001+: 0.50%
Consulting services offered on an hourly basis; specific rates not stated
Account minimum: $100,000 minimum for portfolio management fees based on AUM; clients with below $100,000 pay fees based on transactional value Minimum fee: Varies by tier, e.g., $2,750 minimum at $100,000-$200,000 tier up to $175,000 minimum above $20,000,000
Most active in
Optifolio has reported serving >5 clients in these states in the last 12 months.
Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
Forms ADV
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