O
Opportunity Investment Group, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$61,558,779
Total clients
60
28% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
60
Average account size
$1,025,980
About
Opportunity Investment Group, LLC provides discretionary investment management primarily to high‑net‑worth individuals (including trusts, estates and retirement accounts) and select corporate clients, overseeing about $61.6 million across roughly 60 client relationships. Services center on portfolio construction and ongoing oversight using equities, corporate debt and mutual funds, with portfolio optimization and rebalancing as part of the service offering.
The firm employs both fundamental and technical analysis and may use a mix of long‑ and short‑term trading to pursue client objectives, taking into account financial situation, risk tolerance, tax considerations and liquidity needs. Accounts are monitored continuously with formal reviews at least annually, clients can impose reasonable investment restrictions, and most accounts are managed on a discretionary basis.
Noteworthy for a solo independent adviser, the ADV discloses past regulatory events involving the firm’s founder — a 1995 customer complaint settled by his employer and an SRO fine for not reporting an outside business activity; the founder denied wrongdoing in the complaint matter. The firm also reports relatively high assets per client for a one‑advisor practice, states it does not accept soft‑dollar benefits, and does not charge performance‑based fees.
Client services
Portfolio management
Expertise
Active portfolio management
Concentrated stock management
Fee options
$0 - $5,000,000: 2.00% Over $5,000,000+: 1.50%
Account minimum: $50,000
Main office location
Opportunity Investment Group, LLC
Smyrna GA, United States
Number of offices
1
Most active in
Opportunity Investment Group, LLC has reported serving >5 clients in these states in the last 12 months.
Georgia · North Dakota · Ohio · Oregon · South Carolina · South Dakota · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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