Opes MVB Capital, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$18,400,000
This total excludes 1 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Total clients
12
67% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
12
Average account size
$1,533,333
About
Opes MVB Capital provides wealth advisory and portfolio management services primarily to high‑net‑worth individuals, offering portfolio allocation, real estate analysis, trust and estate advisory, tax planning, and charitable guidance. The firm prepares a written Investment Policy Statement for each client and conducts regular portfolio monitoring, asset selection, and risk‑tolerance documentation tailored to client goals.
The firm’s investment approach draws on cyclical, fundamental, and technical analysis and employs both long‑term and short‑term trading strategies while emphasizing documented risk tolerances in each client’s IPS. Opes MVB states it acts as a fiduciary, seeks fair allocation of investment opportunities among clients, and delivers monthly account reporting through the custodian.
Notably, Opes MVB reports all $18.4 million of its reported assets as non‑discretionary and does not accept trading discretion, so clients retain final authority over transactions — a structure that is relatively uncommon among independent advisers. The principal’s outside roles as a registered representative and licensed insurance agent, and the firm’s use of Schwab Institutional custody and related research benefits, are disclosed as potential conflicts of interest and are addressed in the firm’s policies.
Client services
Portfolio management
Expertise
Wealth management
Real estate investing
Occupation focus
Founder/Business Owner
Fee options
$0 - $5,000,000: 1.15% $5,000,001+: 0.95%
Main office location
Opes MVB Capital, LLC
Santa Rosa Valley CA, United States
Number of offices
1
Most active in
Opes MVB Capital, LLC has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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