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Open Circle Wealth Partners

Updated today

Client assets under management

$38,384,849

Clients

21

48% high-net worth

Advisors

1

of 2 employees

Firm type

Independent

1 advisor

Clients per advisor

21

Typical

Average account size

$1,827,850

About

Open Circle Advisors serves individuals (including high‑net‑worth clients), retirement plans, trusts and certain business entities, offering comprehensive wealth management, standalone investment management, financial consulting, and participant‑directed retirement plan services. The firm combines ongoing portfolio management with advanced planning and relationship management, and delivers periodic reporting and client reviews as part of its service model.

Investment implementation is grounded in Modern Portfolio Theory and a long‑term, asset‑allocation approach that favors passively managed mutual funds and ETFs, with Dimensional Fund Advisors funds used prominently. The firm also uses Monte Carlo analysis in planning, offers laddered fixed‑income portfolios through a third‑party manager, may retain individual equities for tax or personal reasons, and—when suitable—will include less‑liquid vehicles such as interval funds.

Open Circle’s leadership combines medical training and CFP credentials, and the firm manages roughly $38.4 million for a small client base, which the brochure presents alongside several operational arrangements that distinguish it from many peers. Those include a contractual sub‑advisor/back‑office relationship (used for fixed‑income management, trade processing and a limited continuity arrangement in the event of a principal’s incapacity), the use of a cash aggregation service (Flourish Cash), and engagement of outside advanced‑planning specialists for certain client matters.

Client services

Portfolio management Pension consulting Financial consulting

Expertise

College savings (529s, UTMA, etc.) Business sale tax planning Retirement plans for business owners (SEP, solo 401k) Retirement income strategy

Fee options

Fixed

Generally $2,000 to $15,000 for financial consulting services

Percentage

$0 - $1,000,000: 1.25% $1,000,001 - $3,000,000: 1.00% $3,000,001 - $5,000,000: 0.80% $5,000,001 - $10,000,000: 0.70% $10,000,001+: 0.50%

Project-based

$300 per hour

Other

Minimum fee: Wealth Management: $3,125 per quarter; Investment Management: $1,250 per quarter; Employee Benefit Plan Services: $10,000 annually

Main office location

Open Circle Wealth Partners

36 State Street, Suite 2

North Haven CT 06473, United States

Number of offices

1

Most active in

Connecticut

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

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