OPCREST Investment Management, LLC

OpCrest provides discretionary portfolio management to individual clients, including high‑net‑worth individuals, primarily through option contract strategies and the buying and selling of exchange‑listed securities and indexes. Services are tailored to clients’ financial goals, circumstances, risk tolerance and any written investment policies or restrictions they supply.

The firm’s investment approach centers on derivatives — notably index‑ and security‑based option strategies such as vertical and calendar spreads, condors and covered options — often structured for net credit and monitored and adjusted on a daily basis; securities exposures are managed with technical analysis tied to the S&P 500 200‑day moving average. OpCrest may offer negotiated performance‑based fee arrangements to qualified clients (with incentive fees calculated quarterly) and states that performance‑based and asset‑based accounts are managed side‑by‑side under the same processes.

Distinctive features include the availability of performance‑based fees combined with routine use of options and other derivatives in separately managed accounts, a combination that is uncommon among peer independent advisers. The firm also manages its own and family accounts alongside client accounts, discloses the allocation of time and resources between fee types, does not participate in wrap programs or accept soft‑dollar benefits, and maintains a business succession plan.