Ongoing Wealth Management
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$31,794,984
Total clients
121
6% high-net worth
Total advisors
2
of 2 employees
Firm size
Supported
1-3 advisors or $200M+ in AUM
Average clients per advisor
61
Average account size
$262,768
About
The firm provides investment advisory and financial planning services to individual clients, including high‑net‑worth individuals, through discretionary and non‑discretionary portfolio management and written financial plans. It advises on a broad range of investments — including equities, corporate and municipal debt, mutual funds, ETFs, options, REITs, structured products and variable annuities — and may deploy sub‑advisers and third‑party model portfolios to implement client strategies.
Investment advice is tailored to each client's objectives and risk tolerance, and the firm generally manages accounts on a discretionary basis when clients grant trading authority. The brochure describes multiple methods of analysis (technical/charting, fundamental, cyclical) and notes the use of ESG considerations; it also states tax efficiency is not a primary focus and recommends clients consult tax professionals.
Noteworthy features include that the firm is newly registered and operates with two advisors managing roughly $29.7 million for about 100 clients, and it routinely requires custody and trade execution through a single institutional custodian, with attendant access to research and institutional services. The firm discloses that its advisors are separately licensed insurance agents who may earn commissions on insurance sales (a potential conflict of interest), and it explicitly states that it does not accept performance‑based fees.
Client services
Expertise
Fee options
Financial planning fees may also be charged monthly ($50-$2,000) or annually ($600-$24,000), negotiable based on scope and complexity.
$0 - $499,999: 1.5% $500,000 - $999,999: 1.25% $1,000,000+: 1.0%
Persons associated with the firm who are licensed insurance agents earn commissions on insurance products sold.
Up to $400 per hour for financial planning services.
Account minimum: No minimum stated; however, the firm has the right to terminate accounts deemed too small to manage effectively. Fee-only: Portfolio management fees based on tiered AUM schedule; financial planning fees negotiable and billed hourly, monthly, or annually.
Main office location
Ongoing Wealth Management
Key Largo FL, United States
Number of offices
1
Most active in
Florida
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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