OneThirty Capital
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$350,000
This total excludes 1 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
0
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Clients per advisor
0
Average account size
—
About
OneThirty Capital provides discretionary portfolio management primarily through pooled investment vehicles and private fund management, while also offering tailored advisory programs for individual and high-net-worth clients. The firm prepares investment policy statements and constructs model allocations to align portfolios with each client’s objectives and risk tolerance.
The firm’s investment process blends fundamental and quantitative analysis with elements of modern portfolio theory, emphasizing equities but also using fixed income, ETFs, real estate funds, commodities, and private placements. Trading strategies include long and short positions, options transactions, and both long- and short-term trading, and OneThirty generally seeks discretionary authority to implement its recommendations.
Distinctive features include operating a private long/short equity fund that is billed on a performance basis and is limited to qualified investors, and disclosing that it acts as general partner of that fund (creating potential conflicts of interest when recommending related investments). The firm requires use of a designated custodian (Interactive Brokers), discloses side‑by‑side management practices and trade aggregation, and reports modest discretionary assets under management relative to many managers that operate private funds.
Client services
Portfolio management
Expertise
Options & derivatives strategies
Active portfolio management
Real estate investing
Fee options
$1 - $500,000: 1.00% $500,001 - $2,000,000: 0.80% $2,000,001 - And Up: 0.60%
15% performance-based fee on returns exceeding the S&P 500 Total Return Index, charged only to the private fund (OneThirty Equity Fund L/S, LP) to qualified clients.
Main office location
OneThirty Capital
Oak Ridge TN, United States
Number of offices
1
Most active in
OneThirty Capital has reported serving >5 clients in these states in the last 12 months.
Tennessee
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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