OneLegacy Advisors, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$5,000,000
Total clients
19
16% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
19
Average account size
$263,158
About
OneLegacy Advisors, LLC is an independent, single-advisor registered investment adviser that provides discretionary portfolio management and integrated financial planning to individuals, high‑net‑worth clients, pension and profit‑sharing plans, and charitable organizations. The firm documents each client’s situation in an Investment Policy Statement and provides ongoing monitoring and quarterly custodian reports.
The firm’s investment process draws on a broad set of analysis methods — including charting, cyclical, fundamental, modern portfolio theory, quantitative and technical analysis — and employs both long‑ and short‑term trading strategies as well as margin, short sales and options, consistent with documented client risk tolerances. OneLegacy requests discretionary trading authority for accounts and emphasizes documentation of risk profiles and regular portfolio reviews.
Noteworthy elements include that the firm’s principal is also a licensed insurance agent and discloses accepting commissions for insurance and annuity sales, a practice the brochure identifies as a potential conflict of interest that is documented and disclosed to clients. The firm also requires clients to use specified custodians (e.g., Schwab, Interactive Brokers, or Fidelity), may receive institutional services and research from custodians, and does not aggregate trades across client accounts — operational practices that are uncommon for a solo advisory practice of its size.
Client services
Portfolio management
Expertise
Options & derivatives strategies
Annuities
Concentrated stock management
Fee options
$10,000 - $750,000: 1.50% $750,001 - $1,500,000: 1.25% $1,500,001 - $3,000,000: 1.00% $3,000,001+: 0.50%
Insurance product sales commissions to certain representatives
Account minimum: $10,000
Main office location
OneLegacy Advisors, LLC
1150 Springhurst Drive, Suite Ll 205
Green Bay WI 54304, United States
Number of offices
1
Most active in
OneLegacy Advisors, LLC has reported serving >5 clients in these states in the last 12 months.
Wisconsin
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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