Omni Financial LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$109,866,726
Clients
526
22% high-net worth
Advisors
1
of 2 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
526
Very HighAverage account size
$208,872
About
Omni Financial LLC provides investment advisory and financial planning services to individuals and high net worth individuals through both discretionary and non-discretionary managed accounts and standalone planning engagements. The firm offers ongoing portfolio management, financial planning consulting, and prepares written investment strategies tailored to client objectives.
The firm’s investment approach is tailored to each client’s time horizon, risk tolerance, and goals and may incorporate asset allocation, dollar-cost averaging, technical analysis, and a mix of long- and short-term purchases. Accounts are reviewed at least quarterly by the firm’s sole investment advisory representative, and the firm emphasizes maintaining long-term purchasing power while noting potential tax implications.
Noteworthy distinctions include an unusually high client load for a single-advisor practice (over 500 clients served by the firm’s sole IAR) and the principal’s concurrent roles outside the advisory business: registration as a broker‑dealer representative and licensure as an insurance agent (with commissionable products offered as appropriate) and service as a board member managing an association’s investments. The firm also offers subscription-style financial planning options and discloses that certain service providers used in client servicing incorporate artificial intelligence components, with periodic due diligence performed.
Client services
Financial planning
Portfolio management
Educational seminars or workshops
Expertise
Annuities
Fee options
Fixed fees for financial planning range from $200 to $30,000 per project; some financial planning packages have fixed initial plan costs (e.g., $250, $1,500).
up to 1.50% annually (maximum), varies depending on AUM and complexity
Commission-based products may be offered by the owner in his capacity as Registered Representative and insurance agent; commissions apply to those products, but not to Omni's advisory services.
Financial planning hourly fees range from $250 to $350 per hour.
Subscription-based financial planning fees include $25/month for Budget and Essential Plans, $100/month for Advanced Plan, and customized fees for Premier Plan.
Fee-only: Asset management fees based on AUM; Financial planning fees charged via fixed fees, hourly rates, or subscriptions as agreed.
Main office location
Omni Financial LLC
5944 Seminole Centre, Suite 200
Madison WI 53711, United States
Number of offices
1
Most active in
Omni Financial LLC has reported serving >5 clients in these states in the last 12 months.
Wisconsin
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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