Omega Financial Investments & Insurance

Updated today

Find your advisor

Client assets under management

$71,202,600

Clients

42% high-net worth

Advisors

of 6 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

Clients per advisor

Low

Average account size

$1,078,827

About

Omega Financial Investments & Insurance provides discretionary portfolio management and investment advisory services to individual clients, including high‑net‑worth households, and also operates an in‑house insurance agency offering property, casualty, life and related products. The firm manages roughly $71.2 million in client assets across a small client base and typically establishes individualized investment policies tied to clients’ goals, time horizons and risk tolerances.

OFIS seeks discretionary authority to implement asset allocation and selection on behalf of clients and employs technical and cyclical analysis when evaluating exchange‑listed securities, mutual funds and certificates of deposit; accounts are reviewed monthly and clients receive quarterly reporting. The firm’s investment program includes both long‑term and shorter‑term purchases and emphasizes regular portfolio monitoring and written communication about account activity.

What distinguishes OFIS from many supported peers is its formal combination of investment advisory services with a licensed insurance brokerage operation and staff holding insurance industry designations; a firm principal devotes the majority of time to advisory work while the firm continues to offer insurance products and advice. This integrated advisory-plus‑insurance structure, maintained alongside asset‑based advisory relationships, is less common among similarly sized supported firms.

Client services

Portfolio management

Expertise

Wealth management

Fee options

Percentage

$50,000 - $1,000,000: 1.00% $1,000,000.01 - $3,000,000: 0.08% $3,000,000.01+: 0.07%

Commissions

Clients pay brokerage commissions and transaction fees separately; these are not received by the advisor.

Other

Account minimum: $50,000

Main office location

Omega Financial Investments & Insurance

10829 Ne 68 Th St. Suite 201

Kirkland WA 98033, United States

Number of offices

Most active in

Washington

Disclosures

Business activities & affiliations

Is active or affiliated with:

Insurance agent

They sell insurance products and may earn commissions on those sales.

Is not active or affiliated with:

Broker-dealer / trader

They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.

Bank

They're affiliated with a bank that may offer its own financial products and services.

Trust company

They provide trust and estate administration services, typically for separate fees.

Fund sponsor

They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.

Accountant / CPA / tax prep

They offer tax and accounting services, typically for separate fees.

Lawyer

They provide legal services, typically billed separately.

Real estate agent

They facilitate real estate transactions and may earn commissions.

Other specialized services

They may provide services such as pension consulting or municipal advisory work, typically for separate fees.

Forms ADV

Form ADV Part 2: Client Brochure

Quick links

LinkedIn Facebook Website 425-822-5722

Advisors at this firm

Allison S

Series 65

Kirkland, WA

Omega Financial Investments & Insurance

Allison Stewart is a financial advisor at Omega Financial Investments & Insurance in Kirkland, WA, holding a Series 65 designation and bringing 12 years of industry experience. She has been with Omega Financial and Insurance Services since 2011. Omega Financial Investments & Insurance provides discretionary portfolio management to individual clients, including both high-net-worth and non-HNW households, and operates a licensed property, casualty, and life insurance agency. The firm combines advisory and insurance services, using technical and cyclical analysis to manage portfolios with monthly reviews and quarterly reporting.

Wealth management

John S

Series 65

Kirkland, WA

Omega Financial Investments & Insurance

John Storbeck is a financial advisor at Omega Financial Investments & Insurance in Kirkland, WA, holding a Series 65 designation with 18 years of industry experience. He has been associated with Omega Financial Corporation since 1982. Omega Financial Investments & Insurance provides discretionary portfolio management to both high-net-worth and non-HNW individual clients, combining advisory services with a licensed insurance agency. The firm uses technical and cyclical analysis to select securities and manages approximately $70 million on a discretionary basis.

Wealth management

Not sure where to start?

We'll help you think it through – whether you ultimately need an advisor or not.

Call (201) 292-4557

Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.

Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.

For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.

By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev

Find the right match for you

Answer a few quick questions and we'll tailor results to your goals, so you can hire smarter.

Find your advisor

A smarter way to hire an advisor

Compare and choose confidently

Warmer combines best-in-class advisor data with guidance to help you clarify what you need, understand why an advisor may—or may not—fit, and move forward with confidence.

How Warmer works

Thoughtfully vetted, clearly explained

We review rigorously and transparently

Get to know your advisors' credentials, disciplinary history, specialization, client fit, and communication style. We're selective about who we recommend—and tell you why we think someone fits your situation.

Our methodology

Always free and always on your side

Free. Confidence that lasts

We help you book free consultations with your matches. You only pay an advisor if you decide to hire them. And our support doesn't end with an introduction—we're here to make sure the relationship works for you—and if not, to navigate next steps with clarity.

Our ongoing support