Omega Capital Management, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$119,149,314
This total excludes 11 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
160
34% high-net worth
Advisors
1
of 2 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
160
Very HighAverage account size
$744,683
About
Omega Capital Management is an independent, fee‑only registered investment adviser that provides financial planning and both discretionary and non‑discretionary portfolio management to individuals, high‑net‑worth clients, families, retirees, retirement plans, businesses, trusts and estates. The brochure describes modular financial planning (cash flow, retirement, insurance, estate and education planning), retirement plan consulting, and tailored investment management services.
The firm says it constructs client‑specific allocations using strategic asset allocation grounded in Modern Portfolio Theory and implements those allocations with a mix of passive and active vehicles (mutual funds, ETFs, individual bonds and government securities), guided by risk‑tolerance and cash‑flow needs. Accounts are monitored on an ongoing basis, custody is maintained at independent custodians (primarily Charles Schwab), and clients receive regular reporting including quarterly written summaries and custodian statements.
Omega operates as a small, single‑principal advisory firm while managing roughly $140 million for about 160 clients, producing a comparatively high client‑to‑advisor ratio for a firm of this size. The brochure also discloses that firm representatives are licensed insurance agents/brokers who may receive customary insurance compensation, a potential conflict the firm acknowledges and says it will manage while providing tailored planning and occasional concierge‑style assistance.
Client services
Financial planning
Portfolio management
Expertise
General retirement planning
Income planning
Wealth management
Active portfolio management
Passive / index investing
Occupation focus
Retired
Founder/Business Owner
Demographic focus
Approaching retirement
Married/Couples/Partners
Established Professionals
Fee options
$0 - $2,000,000: 1.00% annually $2,000,001 - $7,000,000: 0.50% annually $7,000,001+: 0.35% annually
$250 per hour for financial planning and consulting services.
Account minimum: $250,000 Fee-only: Fee-only investment advisory services; no commissions received.
Main office location
Omega Capital Management, LLC
268 Route 206, Suite 408
Flanders NJ 07836, United States
Number of offices
1
Most active in
Omega Capital Management, LLC has reported serving >5 clients in these states in the last 12 months.
Florida · Massachusetts · New Hampshire · New Jersey · New York · Pennsylvania
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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