Omc Financial Services Ltd

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Client assets under management

$328,480,614

Clients

269

38% high-net worth

Advisors

of 7 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

Clients per advisor

High

Average account size

$1,221,118

About

OMC Financial Services, Ltd. serves individuals (including high-net-worth clients), trusts, estates, corporations and other business entities, providing individualized investment management and financial planning services on a primarily discretionary basis. The firm reports roughly $328 million in discretionary assets under management across about 269 client relationships and operates with a three-advisor support team.

Investment decisions combine fundamental company and industry analysis with technical tools such as chart patterns, momentum and relative strength, and the firm implements both long- and short-term holdings. The adviser conducts continuous monitoring, uses aggregated (block) trading when appropriate, and may require clients to maintain custody through Schwab Advisor Services while using Schwab’s institutional trading and reporting resources; two portfolio review conferences are scheduled semi‑annually as part of the review process.

The firm is privately owned and has been registered since 1987, and it is notable for a relatively large asset base given its small advisor team compared with similarly supported firms. OMC maintains a written Code of Ethics and insider‑trading controls with monitored personal trading, does not accept custody of client funds, and leaves proxy voting to clients, which together shape its operational and compliance profile relative to peers.

Client services

Portfolio management

Expertise

Wealth management Active portfolio management

Fee options

Percentage

$0 - $500,000: 1.25% $500,001 - $1,000,000: 1.00% $1,000,001 - $2,000,000: 0.75% $2,000,001+: 0.50%

Project-based

$250/hour

Other

Account minimum: $100,000

Main office location

Omc Financial Services Ltd

5789 Widewaters Parkway

Dewitt NY 13214, United States

Number of offices

Most active in

Florida · New Hampshire · New York · North Carolina · Pennsylvania · South Carolina · Texas

Disclosures

Business activities & affiliations

Is not active or affiliated with:

Insurance agent

They sell insurance products and may earn commissions on those sales.

Broker-dealer / trader

They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.

Bank

They're affiliated with a bank that may offer its own financial products and services.

Trust company

They provide trust and estate administration services, typically for separate fees.

Fund sponsor

They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.

Accountant / CPA / tax prep

They offer tax and accounting services, typically for separate fees.

Lawyer

They provide legal services, typically billed separately.

Real estate agent

They facilitate real estate transactions and may earn commissions.

Other specialized services

They may provide services such as pension consulting or municipal advisory work, typically for separate fees.

Forms ADV

Form ADV Part 2: Client Brochure Form ADV Part 3: Client Relationship

Quick links

Website 315-446-8720

Advisors at this firm

Brian J

Series 65

Dewitt, NY

Omc Financial Services Ltd

Brian Jennings is a Series 65-licensed financial advisor with three years of industry experience. He is currently with OMC Financial Services Ltd and has prior work experience with Greg Jennings LLC and the St. Louis Cardinals. OMC Financial Services Ltd. provides individualized investment management and financial planning to individuals, trusts, estates, and business entities. The firm uses both fundamental and technical analysis to implement long- and short-term trading strategies, delivering services primarily on a discretionary basis with ongoing portfolio monitoring and semi-annual reviews.

Wealth management Active portfolio management

Gregory J

Series 63, Series 66

Dewitt, NY

Omc Financial Services Ltd

Gregory Jennings is a financial advisor at OMC Financial Services Ltd with 4 years of industry experience. He holds Series 63 and Series 66 licenses and has been with OMC Financial Services Ltd since 2012. OMC Financial Services Ltd provides individualized investment management and financial planning to individuals, including high-net-worth clients, trusts, estates, and business entities. The firm uses both fundamental and technical analysis to implement long- and short-term trading strategies, offering continuous account monitoring and semi-annual portfolio reviews.

Wealth management Active portfolio management

Cynthia S

ChFC®, Series 63, Series 66

Dewitt, NY

Omc Financial Services Ltd

Cynthia Scott is a financial advisor at OMC Financial Services Ltd with the ChFC® designation and Series 63 and 66 licenses. She has four years of industry experience. She has been associated with OMC Financial Services Ltd since 1987. OMC Financial Services Ltd provides individualized investment management and financial planning to individuals, trusts, estates, and business entities. The firm uses a client data-gathering questionnaire to tailor portfolios and combines fundamental and technical analysis with both long- and short-term trading strategies, offering continuous account monitoring and semi-annual portfolio reviews.

Wealth management Active portfolio management

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