OM Pacific Capital LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$17,000,000
This total excludes 8 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
14
100% high-net worth
Advisors
1
of 3 employees
Firm type
Supported
1-3 advisors or $200M+ in AUM
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
14
Very LowAverage account size
$1,214,286
About
OM Pacific Capital primarily serves high‑net‑worth individuals, trusts, retirement plans and pooled investment vehicles, offering comprehensive portfolio management, financial planning, and retirement plan consulting. The firm commonly charges percentage‑of‑assets advisory fees and provides discretionary portfolio management for individual accounts while also making LPL‑sponsored advisory programs available to clients.
The firm’s investment process uses a mix of fundamental and technical analysis and employs long‑term, short‑term and trading strategies, with the ability to use alternative investments and third‑party money managers; accounts are monitored regularly and rebalanced as appropriate. OM Pacific also sponsors pooled investment vehicles and, for qualified clients, may assess performance‑based fees (including a stated arrangement of up to 20% of net profits subject to a high‑water mark).
Noteworthy distinctions include sponsorship and partial ownership of multiple Delaware private funds (Aceso Interests I, II, and III) that may be offered to certain clients, and operation as a wrap‑fee program sponsor — features that are uncommon among peers. The firm’s principal maintains outside roles as a general partner in other funds and serves on corporate boards related to venture and healthcare AI activities, relationships the brochure discloses as potential conflicts of interest.
Client services
Financial planning
Portfolio management
Pension consulting
Selection of other advisers
Lpl sponsored advisory programs
Expertise
Equity compensation tax strategy
Retirement plans for business owners (SEP, solo 401k)
General estate planning guidance
Private / alternative investments
Occupation focus
Founder/Business Owner
Executive
Fee options
Flat fees ranging from $1,500 to $10,000 for financial planning and consulting services
$0+: up to 2.00% for Comprehensive Portfolio Management $0+: up to 1.50% for Retirement Plan Consulting $0+: up to 3.00% for Manager Access Select (LPL Sponsored Advisory Program) $0+: up to 2.50% for Optimum Market Portfolio (LPL Sponsored Advisory Program) $0+: up to 2.50% for Personal Wealth Portfolio (LPL Sponsored Advisory Program) $0+: up to 3.00% for Referrals to Sub-Advisors/Third Party Money Managers
Up to $350 per hour for financial planning and consulting
Up to 20% of net profits quarterly for qualified clients with at least $1,100,000 under management or $2,200,000 net worth
Account minimum: $15,000 Fee-only: Hourly fees up to $350/hour; Flat fees $1,500 to $10,000 for financial planning and consulting services
Main office location
OM Pacific Capital LLC
Walnut Creek CA, United States
Number of offices
1
Most active in
OM Pacific Capital LLC has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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