Olympic Financial, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$0
Total clients
0
Total advisors
1
Firm size
Investment Manager
May not manage individual clients
Average clients per advisor
0
Average account size
—
About
Olympic Financial operates as a solicitor and referral firm that refers prospective advisory clients to an SEC‑registered investment adviser; it does not hold client assets, make securities recommendations itself, or exercise investment discretion. Referrals may include individuals, retirement plans, trusts and, less frequently, business entities, and the firm also maintains an insurance agency offering related insurance referrals.
Investment management, portfolio analysis, account review and trade execution are performed by the adviser to which Olympic refers clients, and Olympic follows the referral partner’s policies and procedures as required by their affiliation agreement. Olympic’s compensation is generated through referral fees and commissions received from that adviser and related insurance referrals rather than by charging a direct percentage‑of‑assets advisory fee to clients.
Distinctive features include majority ownership by a regional certified public accounting firm and firm leadership holding CPA and financial‑planning credentials, which creates direct referral linkages between accounting and advisory activities. Olympic’s active licensure as an insurance agency across multiple states combined with its accounting‑firm affiliation is an uncommon arrangement for firms in this investment manager category.
Client services
Referral services and on more than occasional basis, furnishes advice to clients on matters not involving securities.
Referral services and on more than occasional basis, furnishes advice to clients on matters not involving securities.
Main office location
Olympic Financial, LLC
12800 N Meridian, Suite 400
Carmel IN 46032, United States
Number of offices
1
Most active in
Olympic Financial, LLC has reported serving >5 clients in these states in the last 12 months.
Indiana
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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