O
Olympia Wealth Management
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$8,673,415
This total excludes 11 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
37
95% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
37
HighAverage account size
$234,417
About
The firm is an independent, single-adviser wealth management practice that serves individuals and families as well as corporate and institutional clients, including qualified retirement plans. Its services include discretionary portfolio management, financial planning and consulting, and plan-level ERISA services including both limited 3(21) advisory work and full 3(38) investment manager responsibilities and pension consulting.
The firm’s investment process draws on fundamental analysis, modern portfolio theory and technical/charting methods to build asset allocations aligned with each client’s goals, time horizon and risk tolerance; the adviser operates with discretionary trading authority and conducts periodic (typically quarterly) account reviews. With a small client roster and roughly $20 million in discretionary assets under management, the practice emphasizes customized portfolios, rebalancing and tax-aware monitoring for individual and plan accounts.
A distinctive feature is the firm’s affiliation with an accounting practice — the principal also provides accounting and tax-preparation services and maintains a licensed insurance practice — relationships that are disclosed and managed as potential conflicts. It is also unusual for a solo independent adviser to combine individual wealth management with formal pension consulting and institutional/plan-level portfolio management (including acting as a 3(38) fiduciary), which the firm explicitly offers.
Client services
Financial planning
Portfolio management
Pension consulting
Financial consulting
Expertise
Retirement plans for business owners (SEP, solo 401k)
Business ownership considerations
Occupation focus
Founder/Business Owner
Retired
Fee options
$0 - $1,000,000: 1.00% annually $1,000,001 - $2,500,000: 0.80% annually $2,500,001 - $5,000,000: 0.65% annually $5,000,001+: 0.50% annually
$300 per hour for financial planning and consulting
Main office location
Olympia Wealth Management
3370 Mt Diablo Blvd.
Lafayette CA 94549, United States
Number of offices
2
Most active in
Olympia Wealth Management has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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