Oliver Capital Management
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$428,483,641
This total excludes 50 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
452
24% high-net worth
Advisors
1
of 2 employees
Firm type
Team
4-10 advisors or $500M+ in AUM
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
452
Very HighAverage account size
$947,973
About
Oliver Capital Management provides investment advice and comprehensive wealth management to individuals (including high‑net‑worth clients), businesses and retirement plans. Services include portfolio management—primarily through its Strategically Engineered Portfolio Program (SEPP)—and integrated financial planning that the firm states is provided at no additional fee.
The firm uses a broadly diversified, index‑based approach that emphasizes ETFs and a systematic strategy informed by Modern Portfolio Theory and third‑party metrics. It operates under a fiduciary standard and, unlike many peers, manages most client assets on a non‑discretionary basis with clients asked to approve trades; SEPP assets are typically rebalanced annually.
Oliver Capital is notable within its peer group for functioning as a single‑advisor practice while overseeing roughly $505 million in assets and serving more than 450 clients, producing an unusually high AUM and client count per advisor. The firm also recently converted its corporate form to an LLC and engaged an external back‑office/operational partner to provide additional operational support while retaining internal control over investment management.
Client services
Financial planning
Portfolio management
Pension consulting
Expertise
General retirement planning
College savings (529s, UTMA, etc.)
Business succession planning
General estate planning guidance
Long-term care insurance
Fee options
$0 - $500,000: 1.25% per year $500,000 - $2,000,000: 0.90% per year $2,000,000 - $5,000,000: 0.60% per year $5,000,000+: 0.40% per year
Account minimum: $500,000 Fee-only: Fee-only advisor; does not receive commissions or other compensation from sale of securities or investment products.
Main office location
Oliver Capital Management
601 Union Street, Suite 3010
Seattle WA 98101-4036, United States
Number of offices
1
Most active in
Oliver Capital Management has reported serving >5 clients in these states in the last 12 months.
Alaska · Arizona · California · Oregon · Texas · Washington
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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