Oldenburg Investment Professionals

The firm provides ongoing portfolio management and related financial planning services to a limited roster of individual clients, high-net-worth individuals, company-sponsored retirement plans, and charitable organizations. It offers both discretionary and non-discretionary asset management across ETFs, mutual funds, individual equities and bonds, and may use options strategies and institutional model allocations when appropriate; advisory fees are billed as a percentage of assets under management.

Investment decisions are guided by a combination of fundamental and technical analysis and may include long- and short-term trading, option writing (including covered calls), and model asset-allocation programs; account supervision is tailored to each client’s stated objectives, risk tolerance and time horizon and reviewed at least quarterly. The firm also consolidates clients’ pre-existing “legacy” holdings into reporting accounts without actively managing those assets unless they are later reclassified as managed assets.

What sets the firm apart is the principal’s formal legal education and experience and specialized fiduciary credentials, which are reflected in estate-planning, elder-law considerations within its financial planning work and in providing fiduciary-analytic services to other organizations. The advisory team is also licensed to sell insurance products, a dual role the brochure discloses as a potential conflict of interest and for which the firm describes safeguards to prioritize client interests.