Olde World Investments
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$175,000
Clients
0
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Clients per advisor
0
Average account size
—
About
Olde World Investments is a state‑registered, sole‑proprietor investment adviser that offers financial planning and discretionary portfolio management to individuals, high‑net‑worth clients, and small businesses, and provides retirement‑plan and business consultation. The firm prepares customized written financial plans and implements tailored portfolios, and it also addresses specialized planning needs such as special‑needs planning, divorce, and estate or charitable giving.
The firm’s investment approach relies on fundamental analysis and can employ passive, active, or core‑and‑satellite strategies, using a mix of ETFs, mutual funds, individual equities, fixed income and other instruments to align allocations with a client’s objectives and risk tolerance. Portfolios are managed primarily on a discretionary basis with periodic reviews and client reporting, and investment guidelines are documented to reflect client constraints and time horizons.
Several operational features distinguish Olde World from many peers: the brochure discloses periodic educational workshops and seminars for the public, and the firm accepts hourly and project‑based planning engagements—services that are uncommon for managers in this category and that broaden access for non‑HNW individual clients. The firm is small in scale (a single adviser with roughly $175,000 in assets under management) and the principal maintains an unrelated general‑contracting business that the brochure indicates absorbs about 20% of their time.
Client services
Financial planning
Portfolio management
Educational seminars or workshops
Expertise
Cash flow / budgeting
Debt management
College savings (529s, UTMA, etc.)
General retirement planning
Social Security optimization
Fee options
Financial planning fixed fees range from $600 to $1,200 per engagement; educational workshops fees range from $100 to $10,000 depending on the event.
$0+: Passive Portfolio: 0.30% annually $0+: Active Portfolio: 1.20% annually $0+: Core + Satellite Portfolio: 0.60% annually
$100 per hour, billed in six-minute increments.
Account minimum: $100,000
Main office location
Olde World Investments
Napa CA, United States
Number of offices
1
Most active in
Olde World Investments has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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