OK401K, Inc.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$18,100,000
This total excludes 17 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
128
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
128
Very HighAverage account size
$141,406
About
Ok401k, Inc. provides investment advisory services to individuals (including high‑net‑worth clients), corporations and business entities, and retirement plans such as 401(k) and other employee benefit plans. The firm reports managing roughly $53.3 million across about 128 clients and offers ongoing portfolio management, retirement plan/IRA management, and pension consulting services.
The firm’s process emphasizes a documented Investment Policy Statement for each client, using modern portfolio theory and the Riskalyze “Find Your Risk Number” process to set risk tolerance and long‑term trading strategies across mutual funds, ETFs, fixed income and annuity options. For retirement plan work it typically manages plan lineups directly—using target date funds, mutual funds, stable value funds and custom ETFs—and may recommend third‑party managers when appropriate.
What is distinctive is the firm’s substantive pension and institutional work and its predominantly non‑discretionary asset base: the brochure discloses approximately $18.1 million in discretionary assets versus $35.2 million in non‑discretionary assets. That combination of pension consulting, direct management of workplace retirement plan investments, and formal risk‑profiling with Riskalyze is less common among solo independent advisers.
Client services
Portfolio management
Pension consulting
Expertise
Annuities
Occupation focus
Founder/Business Owner
Fee options
$0 - $100,000: 0.90% $100,001+: 0.80% $0 - $1,000,000: 1.00% $1,000,001 - $5,000,000: 0.75% $5,000,001+: 0.50%
Fee-only: Asset-based fees only, no commission-based fees
Main office location
OK401K, Inc.
3030 Nw Expressway, Suite 300
Oklahoma City OK 73112, United States
Number of offices
2
Most active in
OK401K, Inc. has reported serving >5 clients in these states in the last 12 months.
Oklahoma · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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