OIC Financial
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$4,541,691
Total clients
6
17% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
6
Average account size
$756,949
About
OIC Financial provides fee-only financial planning, ongoing “Financial Fitness” coaching, investment management, and one-time portfolio checkups to a small and varied client base that includes individual investors, business owners, and institutional entities. The firm also offers business consulting, estate and tax planning coordination, and educational seminars and workshops aimed at employer groups and their 1099s.
The firm’s investment approach is asset-allocation driven and grounded in Modern Portfolio Theory, blending passive and active vehicles, individual securities, and, where appropriate, digital assets with discretionary portfolio management and client-imposed restrictions. Planning is integrated across held-away market accounts and real estate holdings, with stress-testing, periodic reviews, and modular add-on services for held-away asset analysis, real estate integration, and stock-compensation planning.
Compared with many peers, OIC Financial operates at a boutique scale—managing roughly $4.5 million for a very small number of clients—which enables more customized, hands-on planning and periodic one-time services. The firm also emphasizes employer-focused financial education through recurring workshops and seminars, discloses the principal’s outside business activities (airline employment and real estate/investment entities), and delivers advisory services through a digital-first custodial/model marketplace platform that clients are asked to use.
Client services
Financial planning
Portfolio management
Educational seminars or workshops
Expertise
Retirement income strategy
Income planning
Wealth management
Real estate investing
Business sale tax planning
Occupation focus
Airline Pilot
Founder/Business Owner
Fee options
Financial Planning upfront fees: $400 for singles, $600 for couples; Financial Fitness upfront setup fee: $300 for singles, $400 for couples; Educational seminars/speaking engagements: $0 to $5,000 per seminar.
Portfolio Checkups: $500 per hour
Account minimum: $10,000 (may be reduced or waived on a case-by-case basis) Fee-only: Financial Planning fees: Upfront one-time fee for singles is $400, couples $600; ongoing monthly fee singles $250, couples $300. Financial Fitness fees: Upfront setup fee singles $300, couples $400; ongoing monthly fee singles $75, couples $100. Investment Management fees: Flat fee of 1.00% AUM (0.75% for Financial Planning clients). Portfolio Checkups: $500 per hour. Add-on services and educational fees also apply.
Main office location
OIC Financial
Blacklick OH, United States
Number of offices
2
Most active in
OIC Financial has reported serving >5 clients in these states in the last 12 months.
Florida · Ohio
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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