OFC Wealth Management

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Client assets under management

$178,928,249

Clients

40% high-net worth

Advisors

of 2 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

Clients per advisor

Typical

Average account size

$1,807,356

About

OFC Wealth Management advises individuals (including high‑net‑worth clients), business entities, and charitable organizations, offering discretionary portfolio management alongside standalone and retainer-based financial planning and consulting services. The firm also supports account aggregation through third‑party platforms to provide clients a consolidated view of managed and excluded assets.

The firm implements portfolios across equities, fixed income, mutual funds, and ETFs, and may use direct indexing and interval funds as part of customized allocations. OFC conducts ongoing portfolio reviews and, where appropriate, employs options and other derivatives in client accounts for hedging and income generation, and will incorporate ESG considerations only when directed by a client.

What is noteworthy about OFC compared with many supported peers is its explicit use of derivatives and options strategies (including covered call writing) within separately managed accounts—a practice that is less common among similar firms. The firm has also documented policies around the use of AI tools in its advisory process and limits discretionary cryptocurrency purchases to transactions expressly authorized by clients.

Client services

Financial planning Portfolio management

Expertise

Options & derivatives strategies

Fee options

Fixed

Fixed fees generally range from $3,000 to $10,000 for standalone financial planning and consulting services.

Percentage

$0 - $1,000,000: 1.00% $1,000,001 - $3,000,000: 0.75% $3,000,001 - $5,000,000: 0.50% $5,000,000+: 0.35%

Project-based

Up to $500 per hour for standalone financial planning and consulting services.

Subscriptions

Retainer-based financial planning engagements with equal recurring monthly fees set forth in client agreement.

Other

Fee-only: Fee-only basis for discretionary investment advisory services; no commissions accepted.

Main office location

OFC Wealth Management

Short Hills NJ, United States

Number of offices

Most active in

California · Louisiana · New Jersey · New York · Texas

Disclosures

Business activities & affiliations

Is not active or affiliated with:

Insurance agent

They sell insurance products and may earn commissions on those sales.

Broker-dealer / trader

They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.

Bank

They're affiliated with a bank that may offer its own financial products and services.

Trust company

They provide trust and estate administration services, typically for separate fees.

Fund sponsor

They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.

Accountant / CPA / tax prep

They offer tax and accounting services, typically for separate fees.

Lawyer

They provide legal services, typically billed separately.

Real estate agent

They facilitate real estate transactions and may earn commissions.

Other specialized services

They may provide services such as pension consulting or municipal advisory work, typically for separate fees.

Forms ADV

Form ADV Part 2: Client Brochure Form ADV Part 3: Client Relationship

Quick links

LinkedIn Facebook X Instagram Website 973-258-1007

Advisors at this firm

Emily J

CFP®, Series 63, Series 65

Short Hills, NJ

OFC Wealth Management

Emily Jaffe is a CFP® with eight years of industry experience and has been with OFC Financial Planning, LLC since 2017. She holds Series 63 and Series 65 licenses and is based in Short Hills, NJ. Prior to her current role, she took a five-year sabbatical from 2012 to 2017. OFC Wealth Management serves individuals, high-net-worth clients, business entities, and charitable organizations, providing discretionary portfolio management as well as financial planning and consulting on a project or retainer basis. The firm employs diversified investment strategies including equities, fixed income, mutual funds, ETFs, and options, and maintains a range of operational and policy features such as account aggregation through eMoney and explicit client restrictions on portfolio management.

Options & derivatives strategies

Jeffrey W

CFP®, Series 63, Series 65

Short Hills, NJ

OFC Wealth Management

Jeffrey Waters is a CFP® with 21 years of experience in the financial services industry. He has worked at OFC Financial Planning, LLC since 2005. OFC Wealth Management serves individuals, high-net-worth clients, business entities, and charitable organizations with discretionary portfolio management and financial planning services. The firm employs diversified investment strategies including equities, fixed income, mutual funds, ETFs, and options, and offers features such as account aggregation and client-imposed management restrictions.

Options & derivatives strategies

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