Octavia Investments LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$284,671,203
This total excludes 2 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
71
85% high-net worth
Advisors
1
of 1 employees
Firm type
Supported
1-3 advisors or $200M+ in AUM
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
71
HighAverage account size
$4,009,454
About
Octavia Investments LLC provides discretionary portfolio management and related financial planning to a mix of individual clients, high‑net‑worth individuals, trusts, family offices, and corporations. The firm creates an Investment Policy Statement for each client, recommends allocations across its named portfolio strategies, and requests discretionary authority to select securities and execute transactions on behalf of clients.
The firm’s investment approach combines fundamental, technical, and cyclical analysis and implements strategies that include long‑term and short‑term trading, short sales, and options writing. Portfolios are built from a similar suite of strategies for all clients but are allocated to match each client’s IPS and risk tolerance; the brochure also notes there is no account minimum.
Octavia reports approximately $327.0 million in assets under management as of December 31, 2025, concentrated under its principal advisor—an AUM‑per‑advisor level that is uncommon among similarly supported firms. The brochure lists distinct, fee‑tiered strategies by name (Market Index, Active Index, Income, Atlas, Unconstrained), includes the standard past‑performance disclaimer and a material‑changes disclosure documenting recent AUM growth, and describes use of higher‑risk instruments (short sales, options writing, private placements), all of which differentiate it from many peers.
Client services
Portfolio management
Expertise
Options & derivatives strategies
Concentrated stock management
Fee options
$0 - $499,999: 0.35% (Market Index), 0.55% (Active Index), 0.55% (Income), 1.50% (Atlas), 1.50% (Unconstrained) $500,000 - $999,999: 0.30% (Market Index), 0.50% (Active Index), 0.50% (Income), 1.25% (Atlas), 1.25% (Unconstrained) $1,000,000+: 0.25% (Market Index), 0.45% (Active Index), 0.45% (Income), 1.00% (Atlas), 1.00% (Unconstrained)
Most active in
Octavia Investments LLC has reported serving >5 clients in these states in the last 12 months.
California · Nevada · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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