Oceanus Capital Management

Oceanus Capital Management provides customized investment management and consulting services primarily to high‑net‑worth and other sophisticated investors, including trusts, estates, pension/profit‑sharing plans and charitable organizations. The firm typically documents client objectives in an investment policy statement and manages portfolios on a discretionary basis through third‑party custodians and account administrators.

The firm’s investment approach combines fundamental, top‑down thematic research with proprietary data science and systematic elements to construct diversified portfolios across equities, fixed income, ETFs and publicly traded derivatives. Portfolios target multi‑year capital appreciation and may use hedging techniques, margin/borrowing and options or futures as part of portfolio implementation and risk management.

Oceanus is distinctive among similarly supported firms in operating a private fund and in charging performance‑based incentive fees to qualified clients, while maintaining an ownership link to an affiliated research/management entity. Its profile—a small client base focused on accredited/qualified investors, active use of borrowing and derivatives in separately managed structures, and involvement with cross‑affiliated investment vehicles and non‑U.S. investors—differs from the majority of peers.